0001144204-11-035412.txt : 20110613 0001144204-11-035412.hdr.sgml : 20110613 20110613165119 ACCESSION NUMBER: 0001144204-11-035412 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20110613 DATE AS OF CHANGE: 20110613 GROUP MEMBERS: D. E. SHAW & CO., L.P. GROUP MEMBERS: DAVID E. SHAW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERMUNE INC CENTRAL INDEX KEY: 0001087432 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943296648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60673 FILM NUMBER: 11908606 BUSINESS ADDRESS: STREET 1: 3280 BAYSHORE STREET 2: BLVD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415 466 2200 MAIL ADDRESS: STREET 1: 3280 BAYSHORE BLVD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: INTERMUNE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20000121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw Valence Portfolios, L.L.C. CENTRAL INDEX KEY: 0001294704 IRS NUMBER: 134046559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 478-0000 MAIL ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 v225665_sc13g.htm SCHEDULE 13G Unassociated Document
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549

SCHEDULE 13G


Under the Securities Exchange Act of 1934


InterMune, Inc.
(Name of Issuer)


Common Stock, $0.001 par value
(Title of Class of Securities)


45884X103
(CUSIP Number)


June 1, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the following box to designate the rule pursuant to which the Schedule is filed:

o
Rule 13d-1(b)
 
x
Rule 13d-1(c)
 
o
Rule 13d-1(d)
 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. 45884X103
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw Valence Portfolios, L.L.C.
13-4046559
 
       
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
o
     
   
(b)
o
     
         
 
3.
SEC Use Only
 
       
 
4.
Citizenship or Place of Organization
Delaware
 
       
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
-0-
 
       
     
6.
Shared Voting Power
3,622,419
 
           
     
7.
Sole Dispositive Power
-0-
 
           
     
8.
Shared Dispositive Power
3,622,419
 
           
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
3,622,419
 
       
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
 
       
 
11.
Percent of Class Represented by Amount in Row (9)
6.1%
 
       
 
12.
Type of Reporting Person (See Instructions)
OO
 
 
 
 

 
 
CUSIP No. 45884X103
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw & Co., L.P.
13-3695715
 
       
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
o
 
   
(b)
o
 
         
 
3.
SEC Use Only
 
       
 
4.
Citizenship or Place of Organization
Delaware
 
       
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
-0-
 
       
     
6.
Shared Voting Power
3,659,819
 
           
     
7.
Sole Dispositive Power
-0-
 
           
     
8.
Shared Dispositive Power
3,686,519
 
           
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
3,686,519
 
       
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
 
       
 
11.
Percent of Class Represented by Amount in Row (9)
6.2%
 
       
 
12.
Type of Reporting Person (See Instructions)
IA, PN
 
 
 
 

 
 
CUSIP No. 45884X103
 
   
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
David E. Shaw
 
       
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
o
 
 
   
(b)
o
   
         
 
3.
SEC Use Only
 
       
 
4.
Citizenship or Place of Organization
United States
 
       
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
-0-
 
       
     
6.
Shared Voting Power
3,659,819
 
           
     
7.
Sole Dispositive Power
-0-
 
           
     
8.
Shared Dispositive Power
3,686,519
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
3,686,519
 
       
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
 
       
 
11.
Percent of Class Represented by Amount in Row (9)
6.2%
 
       
 
12.
Type of Reporting Person (See Instructions)
IN
 
 
 
 

 
 
Item 1.
   
(a)
 
Name of Issuer:
   
InterMune, Inc.
     
(b)
 
Address of Issuer's Principal Executive Offices:
   
3280 Bayshore Blvd.
Brisbane, CA 94005
     
Item 2.
   
(a)
 
Name of Person Filing:
   
D. E. Shaw Valence Portfolios, L.L.C.
D. E. Shaw & Co., L.P.
David E. Shaw
     
(b)
 
Address of Principal Business Office or, if none, Residence:
   
The business address for each reporting person is:
1166 Avenue of the Americas, 9th Floor
New York, NY 10036
     
(c)
 
Citizenship:
   
D. E. Shaw Valence Portfolios, L.L.C. is a limited liability company organized under the laws of the state of Delaware.
D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware.
David E. Shaw is a citizen of the United States of America.
     
(d)
 
Title of Class of Securities:
   
Common Stock, $0.001 par value
     
(e)
 
CUSIP Number:
   
45884X103
  
Item 3.
If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
 
     
Not Applicable
 

Item 4.
Ownership
 
     
As of June 8, 2011:
 
(a) Amount beneficially owned:
 
D. E. Shaw Valence Portfolios, L.L.C.:
3,622,419 shares
This is composed of (i) 3,298,219 shares in the name of D. E. Shaw Valence Portfolios, L.L.C. and (ii) 324,200 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options.
   
D. E. Shaw & Co., L.P.:
3,686,519 shares
This is composed of (i) 3,298,219 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (ii) 324,200 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, and (iii) 64,100 shares under the management of D. E. Shaw Investment Management, L.L.C.
 
David E. Shaw:
3,686,519 shares
This is composed of (i) 3,298,219 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (ii) 324,200 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, and (iii) 64,100 shares under the management of D. E. Shaw Investment Management, L.L.C.
 
 
 

 
(b) Percent of class:
 
D. E. Shaw Valence Portfolios, L.L.C.:
6.1%
 
D. E. Shaw & Co., L.P.:
6.2%
 
David E. Shaw:
6.2%
 
(c) Number of shares to which the person has:
 
(i)      Sole power to vote or to direct the vote:
 
D. E. Shaw Valence Portfolios, L.L.C.:
-0- shares
 
D. E. Shaw & Co., L.P.:
-0- shares
 
David E. Shaw:
-0- shares
 
(ii)     Shared power to vote or to direct the vote:
 
D. E. Shaw Valence Portfolios, L.L.C.:
3,622,419 shares
 
D. E. Shaw & Co., L.P.:
3,659,819 shares
 
David E. Shaw:
3,659,819 shares
 
(iii)    Sole power to dispose or to direct the disposition of:
 
D. E. Shaw Valence Portfolios, L.L.C.:
-0- shares
 
D. E. Shaw & Co., L.P.:
-0- shares
 
David E. Shaw:
-0- shares
 
(iv)    Shared power to dispose or to direct the disposition of:
 
D. E. Shaw Valence Portfolios, L.L.C.:
3,622,419 shares
 
D. E. Shaw & Co., L.P.:
3,686,519 shares
 
David E. Shaw:
3,686,519 shares
 
David E. Shaw does not own any shares directly.  By virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the manager and investment adviser of D. E. Shaw Valence Portfolios, L.L.C. and the managing member of D. E. Shaw Investment Management, L.L.C., David E. Shaw may be deemed to have the shared power to vote or direct the vote of 3,659,819 shares, and the shared power to dispose or direct the disposition of 3,686,519 shares, the 3,686,519 shares as described above constituting 6.2% of the outstanding shares and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares.  David E. Shaw disclaims beneficial ownership of such 3,686,519 shares.
 
Item 5.
Ownership of Five Percent or Less of a Class
Not Applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not Applicable
 
Item 8.
Identification and Classification of Members of the Group
Not Applicable
 
Item 9.
Notice of Dissolution of Group
Not Applicable
   
Item 10.
Certification
By signing below, each of D. E. Shaw Valence Portfolios, L.L.C., D. E. Shaw & Co., L.P., and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect.
 
 
 

 

SIGNATURE
 
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.  A Power of Attorney, dated May 25, 2011, granted by David E. Shaw in favor of Nathan Thomas, is attached hereto.

Dated: June 13, 2011
 
 
D. E. Shaw Valence Portfolios, L.L.C.
 
 
 
  By:  /s/ Nathan Thomas
 
 

Nathan Thomas
Authorized Signatory
 
     
  D. E. Shaw & Co., L.P.
     
  By:    /s/ Nathan Thomas
 
Nathan Thomas
Chief Compliance Officer
 
     
  David E. Shaw
     
  By:    /s/ Nathan Thomas
 
Nathan Thomas
Attorney-in-Fact for David E. Shaw
 
 
 

 
 
EX-1 2 v225665_ex-1.htm EXHIBIT 1 Unassociated Document
Exhibit 1

POWER OF ATTORNEY
FOR CERTAIN REGULATORY FILINGS
INCLUDING CERTAIN FILINGS
UNDER THE SECURITIES EXCHANGE ACT OF 1934


I, David E. Shaw, hereby make, constitute, and appoint each of:

Anne Dinning,

Julius Gaudio,

John Liftin,

Louis Salkind,

Stuart Steckler,

Maximilian Stone,

Nathan Thomas, and

Eric Wepsic,

acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, executing in my name and/or my capacity as President of D. E. Shaw & Co., Inc. (acting for itself or as the general partner of D. E. Shaw & Co., L.P. and general partner, managing member, or manager of other entities, any of which in turn may be acting for itself or other entities) all documents, certificates, instruments, statements, other filings, and amendments to the foregoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, and 13F and Schedules 13D and 13G required to be filed with the United States Securities and Exchange Commission; and delivering, furnishing, or filing any such documents to or with the appropriate governmental or regulatory authority.  Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.

This power of attorney shall be valid from the date hereof and replaces the power granted on October 24, 2007, which is hereby cancelled.

IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.

Date:  May 25, 2011

DAVID E. SHAW, as President of
D. E. Shaw & Co., Inc.
/s/ David E. Shaw
New York, New York
 
 
 
 

 


EX-2 3 v225665_ex-2.htm EXHIBIT 2 Unassociated Document
Exhibit 2

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.001 par value, of InterMune, Inc., and that this Agreement be included as an Exhibit to such joint filing.  This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, each of the undersigned hereby executes this Agreement as of this 13th day of June, 2011.

 
D. E. Shaw Valence Portfolios, L.L.C.
 
By: /s/ Nathan Thomas
        Nathan Thomas
        Authorized Signatory
 
 

 
D. E. Shaw & Co., L.P.
 
By: /s/ Nathan Thomas
       Nathan Thomas
       Chief Compliance Officer
 


 
David E. Shaw
 
By: /s/ Nathan Thomas
      Nathan Thomas
      Attorney-in-Fact for David E. Shaw